Capita International Financial Services

Regulatory status


Capita International Financial Services is the collective brand name for companies that provide corporate administration, treasury management, securitisation, middle and back office services and other services relevant to individual jurisdictions as specified. Capita International Financial Services is part of Capita plc ("Capita"). For more information on Capita plc, please refer to www.capita.co.uk.

The jurisdictions in which Capita International Financial Services operate and principal companies through which it operates are set out below. Any services performed by Capita International Financial Services that do not constitute regulated activities in the jurisdictions in which they are carried out will not fall under the supervision and protection of the regulators in those jurisdictions.

Terms of business are available on request:

Ireland


Capita International Financial Services (Ireland) Limited is regulated by the Central Bank of Ireland.
Full details of its regulatory licence can be found at registers.financialregulator.ie.

The registered office and contact address is:

2 Grand Canal Square,
Grand Canal Harbour,
Dublin 2,
Ireland


Luxembourg

Capita Fiduciary SA is regulated by the Commission de Surveillance du Secteur Financier.
Full details of its regulatory licence can be found at www.cssf.lu/en/supervised-entities.

The registered office and contact address is:

16 Avenue Pasteur,
L-2310 Luxembourg


Switzerland

Capita International Financial Services (Schweiz) GmbH is regulated by PolyReg Allg. Selbstregulierungs-Verein in accordance with local anti-money laundering regulatory requirements.

The registered office and contact address is:

Bellerivestrasse 17,
8008 Zurich


Hungary

Capita Hungary International Financial Administrative Services Kft is regulated by the Hungarian Customs and Finance Guard in accordance with local anti money laundering regulatory requirements.

The registered office and contact address is:

Dohány utca 12,
2nd Floor,
H-1074 Budapest,
Hungary


United States

Capita International Financial Services (US) is the US representative office of Capita Trust Company (Ireland) Limited.

The US contact address is:

200 Park Ave.,
Suite 1700,
New York,
NY 10166

Capita International Financial Services (US) is not an agent and does not have the authority to act on behalf of the other companies in the Capita Fiduciary Group, Capita Asset Services or any other part of Capita Investor & Banking Services. Capita International Financial Services (US) will operate under the laws of the State of New York and will also be subject to various federal laws, including applicable U.S. anti-money laundering and anti-terrorist financing laws.

Capita International Financial Services (US) is not authorised to carry out regulated business in the USA or in the European Union.